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ACI-Financial Markets Association 3I0-012

3I0-012

考試編碼: 3I0-012

考試名稱: ACI Dealing Certificate

更新時間: 2026-06-13

問題數量: 740 題

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最新的 ACI-Financial Markets Association 3I0-012 免費考試真題:

1. What is the London Gold Price Fix (London Gold Fixing)?

A) the gold price fixed at 11:00 a.m. to settle gold contracts in the London bullion market
B) the gold price fixed at the end of the day in the London bullion market
C) the gold price fixed twice a day to balance supply and demand in the London bullion market
D) the gold price fixed at 11:00 am. local time in the London bullion market from a panel of gold traders


2. When initially negotiating an interest rate swap, a principal indicated his intention to assign it to a third party. In executing such a transfer:

A) The principal should obtain the consent of the transferee before releasing its name.
B) The principal is entitled to provide the name of the transferee to the original counterparty.
C) The principal should obtain the consent of the original counterparty before releasing its name to the transferee.
D) The principal is entitled to provide the name of the original counterparty to the transferee.


3. The Model Code recommends that standard terms and conditions be used in legal documents. Which one of the following statements is correct?

A) When using legal agreements any proposed modifications or choices offered in the agreement must be clearly stated as soon as the trade is agreed.
B) Standard terms and conditions should be signed bilaterally by senior management of both principals before any applicable market transactions are entered into.
C) When trading in financial products described by the Model Code, dealers and voice brokers need not clarify whether they propose to use standard terms.
D) For many instruments, standard master agreements issued by recognized authorities need not be signed by senior management of the principals intending to transact business.


4. What ought to be done in the event a trade erroneously occurs at an off-market rate?

A) By agreement between the two counterparts, the trade should, as soon as practically possible, either be cancelled or have its rate amended to an appropriate market rate.
B) By agreement between the two counterparties, the trade must be cancelled as soon as practically possible since a rate amendment is prohibited.
C) The off-market rate should be adjusted as soon as possible to the appropriate current market rate and a new authenticated SWIFT confirmation sent immediately to the counterparty.
D) Nothing need be done, since once a trade is agreed to by the front office it is a binding agreement for both counterparties.


5. Bank B's price is shown by a broker to Bank A and is dealt by Bank A.
If Bank A wants to increase the amount of the transaction, what is good market practice according to the Model Code:

A) Bank A should go back to the broker.
B) Bank A cannot increase the amount.
C) Bank A should wait 10 minutes before calling Bank
D) Bank A can call Bank B directly.


問題與答案:

問題 #1
答案: C
問題 #2
答案: A
問題 #3
答案: B
問題 #4
答案: A
問題 #5
答案: A

3I0-012 相關考試
3I0-008 - ACI DEALING CERTIFICATE
3I0-010 - ACI - Operations Certificate
3I0-013 - ACI Operations Certificate challenging
3I0-012 - ACI Dealing Certificate
相關認證
ACI-Financial Markets Association
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